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Securities Arbitration New Developments:

This Program is Co-sponsored By: LACBA Business Law Section and Financial Industry Regulatory Authority (FINRA)

Full Program Title:
   Securities Arbitration New Developments: Everyone's Perspective

Program Description:
A panel discussion of recent developments in securities arbitration from the perspective of: the arbitrator, mediator, claimant, respondent and FINRA.

  New FINRA Rule Changes and Proposals
* FINRA’s Portal System
* The Public Arbitrator Program and More!
* Arbitration Selection (How to Pick the Best Arbitrator)
* Large Case Program
* New Developments in Discovery Issues
* Punitive Damages and Attorney’s Fees
* The Best Winning Arguments
* Reasoned Decisions
* Expungement Rules
* The Proactive Arbitrator
* Making the Arbitrators' Job Easier
* FINRA's Controversial 6 Year Eligibility Rule
* Trying a Products Case
* Settlement Strategies
* Authority to Sanction Attorneys
* Financial Exploitation of Seniors
* Pre Hiring Due Diligence Obligations
* Customer Communications, Especially after Broker Moves

The panel will include experienced FINRA arbitrators, who will comment on
and critique techniques and strategies of counsel and the parties during the
arbitration process.

Robert C. Rosen, Rosen & Associates, PC
Philip M. Aidikoff, Aidikoff, Uhl & Bakhtiari
Laura D. McNamire, FINRA
Anita Rae Shapiro
Kendra Canape, Gordon & Rees
Kathy Adams, Kathy Adams Dispute Resolution Services

Robert C. Rosen, Esq., Rosen & Associates, P.C. 

Omni Hotel Downtown Los Angeles
251 S. Olive Street
Los Angeles, CA 90012

Registration: 12:00 p.m. 
Program: 12:30 – 1:30 p.m.

CLE Credit: 
1 Hour of General CLE Credit

*CLE+ Members without Meal


Business Law Section Members 


LACBA Members


All Others(Live or Webcast)


Law Student


 SEC Attorney's, DOJ, DBO and FINRA $105.00


*CLE+ Members can purchase the meal for an additional $85.00.
4/30/2019 12:30 PM - 1:30 PM
Omni Hotel 251 S. Olive St. Los Angeles 90012
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Advance registration (both online and via phone) closes for most programs approximately 12-24 hours before event time (in order to allow for operational considerations), we would still like to have you join us, and you are more than welcome to register on-site and attend, unless the program is specifically noted as SOLD OUT. Full refunds issued only for registrations which are cancelled 48 hours in advance.

The LACBA online event registration system supports registration for individual event participants 24 hours a day, seven days a week. For assistance with group/multiple registrations, or if you’d simply prefer to register by phone (with Visa, MasterCard or American Express), please call LACBA’s Member Services Department at (213) 896-6560 any time from 9:00 a.m. to 4:30 p.m. Monday through Friday. If you have questions about programs or program registration, you’re also welcome to contact Member Services by e-mail at: msd@lacba.org

The Los Angeles County Bar Association is a State Bar of California MCLE approved provider. If this is a CLE event, the Los Angeles County Bar Association certifies that this activity has been approved for MCLE credit. CLE events will state the amount and type of credit offered in the calendar listing.