Program Title: 50th Annual Securities and Regulation Seminar Presented By: Business & Corporations Section Securities and Exchange Commission Co-Sponsored by the California Department of Business Oversight Co-Sponsored by FINRA
Date: Friday, October 20, 2017
Program Description:
This seminar will include discussions of SEC initiatives, rulemaking and priorities, as well as an overview of judicial, regulatory and enforcement developments, regulatory examination insights from the SEC Office of Compliance Inspections and Examinations, raising capital for small and medium-sized businesses, the SEC whistleblower program, recent developments in mergers & acquisitions transactions, and other matters of interest.
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Keynote Speaker: Michael S. Piwowar, Commissioner, Securities and Exchange Commission Speakers: Seth Aronson, O’Melveny & Myers LLP Stephanie Avakian, Co-Director, SEC Division of Enforcement Bryan Bennett, Associate Regional Director - Examinations, SEC Los Angeles Regional Office John W. Berry, Associate Regional Director - Enforcement, SEC Los Angeles Regional Office Katherine J. Blair, Manatt, Phelps & Phillips. L.L.P George S. Cardona, U.S. Attorney’s Office, Central District of California Rani Doyle, EY Center for Board Matters David Fredrickson, Chief Counsel, SEC Division of Corporate Finance Joshua Hamilton, Latham & Watkins LLP Tracey A. Hardin, Assistant General Counsel, Appellate Litigation Court, Securities and Exchange Commision John F. Hartigan, Morgan, Lewis & Bockius LLP Mark T. Hiraide, Mitchell, Silberberg & Knupp LLP Jane Jarcho, Deputy Director, SEC Office of Compliance Inspections and Examinations Michael C. Kelley, Sidley Austin LLP Jonathan K. Layne, Gibson, Dunn & Crutcher LLP Michele Wein Layne, Regional Director, SEC Los Angeles Regional Office David C. Lee, K&L Gates LLP Simon Lorne, Millennium Management LLC Brian J. McCarthy, Skadden, Arps, Slate, Meagher & Flom LLP James J. Moloney, Gibson, Dunn & Crutcher LLP Gregg A. Noel, Skadden, Arps, Slate, Meagher & Flom LLP Jane A. Norberg, Chief, SEC Office of the Whistleblower Alka Patel, Associate Regional Director - Enforcement, SEC Los Angeles Regional Office Steven Peikin, Co-Director, SEC Division of Enforcement Adam C. Pritchard, University of Michigan Law School Monica J. Shilling, Proskauer Rose LLP John W. Spiegel, Munger, Tolles, & Olson LLP Steven B. Stokdyk, Latham & Watkins LLP Charles Szurgot, AECOM Mary Ann Todd, Munger, Tolles & Olson LLP Ronald E. Wood, Brown, White & Osborn LLP Thomas A. Zaccaro, Paul Hastings LLP Arthur l. Zwickel, Paul Hastings LLP
Location: Millennium Biltmore Hotel 506 South Grand Avenue Los Angeles. CA 90071
CLE Credit: 7 hrs. General CLE credit and 1 hr. Ethics CLE credit
Parking: Valet Parking available at the Biltmore for $24 with validation. Self-Parking is available at the Pershing Square parking garage for $10 with validation.
Times Registration/Breakfast: 7:45- 8:15 a.m. Program: 8:10 - 4:45 p.m. Additional Information: This program is appropriate for all levels.
Prices:
CLE+ Members
$235
Business & Corporations Section Members (After October 3, 2017)
$415
Corporate Law Section Members (After October 3, 2017)
LACBA Members (After October 3, 2017)
$435
All Others (After October 3, 2017)
$480
Early Bird Registration (Through October 3, 2017)
$370
Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free- (Through October 3, 2017)
$1,850
Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free (After October 3, 2017)
$1,950
LACBA members or registered users, please sign in for member rates and online registration. Sign In Please click here for User Name and Password help.