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50th Annual Securities and Regulation Seminar

Please join us as senior Securities and Exchange Commission and U.S. Department of Justice officials, together with representatives of other regulatory agencies and leading private practitioners present a comprehensive review of current events and developments in securities and corporate law.


Program Title: 

50th Annual Securities and Regulation Seminar

Presented By:
Business & Corporations Section
Securities and Exchange Commission
Co-Sponsored by the California Department of Business Oversight
Co-Sponsored by FINRA

Date:
Friday, October 20, 2017

Program Description:

This seminar will include discussions of SEC initiatives, rulemaking and priorities, as well as an overview of judicial, regulatory and enforcement developments, regulatory examination insights from the SEC Office of Compliance Inspections and Examinations, raising capital for small and medium-sized businesses, the SEC whistleblower program, recent developments in mergers & acquisitions transactions, and other matters of interest.


Click Here for the Full Program Description 

Keynote Speaker:
Michael S. Piwowar,
Commissioner, Securities and Exchange Commission

Speakers:
Seth Aronson,
O’Melveny & Myers LLP
Stephanie Avakian,  Co-Director, SEC Division of Enforcement
Bryan Bennett, Associate Regional Director - Examinations, SEC Los Angeles Regional Office
John W. Berry
, Associate Regional Director - Enforcement, SEC Los Angeles Regional Office
Katherine J. Blair, Manatt, Phelps & Phillips. L.L.P
George S. Cardona, U.S. Attorney’s Office, Central District of California
Rani Doyle, EY Center for Board Matters
David Fredrickson, Chief Counsel, SEC Division of Corporate Finance
Joshua Hamilton, Latham & Watkins LLP
Tracey A. Hardin, Assistant General Counsel, Appellate Litigation Court, Securities and Exchange Commision

John F. Hartigan
, Morgan, Lewis & Bockius LLP
Mark T. Hiraide, Mitchell, Silberberg & Knupp LLP
Jane Jarcho, Deputy Director, SEC Office of Compliance Inspections and Examinations
Michael C. Kelley, Sidley Austin LLP
Jonathan K. Layne, Gibson, Dunn & Crutcher LLP
Michele Wein Layne
, Regional Director, SEC Los Angeles Regional Office
David C. Lee, K&L Gates LLP
Simon Lorne, Millennium Management LLC
Brian J. McCarthy, Skadden, Arps, Slate, Meagher & Flom LLP
James J. Moloney,
Gibson, Dunn & Crutcher LLP
Gregg A. Noel, Skadden, Arps, Slate, Meagher & Flom LLP
Jane A. Norberg, Chief, SEC Office of the Whistleblower
Alka Patel, Associate Regional Director - Enforcement, SEC Los Angeles Regional Office
Steven Peikin, Co-Director, SEC Division of Enforcement
Adam C. Pritchard, University of Michigan Law School
Monica J. Shilling, Proskauer  Rose LLP
John W. Spiegel, Munger, Tolles, & Olson LLP
Steven B. Stokdyk, Latham & Watkins LLP
Charles Szurgot, AECOM
Mary Ann Todd, Munger, Tolles & Olson LLP
Ronald E. Wood, Brown, White & Osborn LLP
Thomas A. Zaccaro, Paul Hastings LLP
Arthur l. Zwickel, Paul Hastings LLP


Location:

Millennium Biltmore Hotel
506 South Grand Avenue
Los Angeles. CA 90071

CLE Credit: 7 hrs. General CLE credit and 1 hr. Ethics CLE credit

Parking:
Valet Parking available at the Biltmore for $24 with validation. Self-Parking is available at the Pershing Square parking garage for $10 with validation.

Times
Registration/Breakfast: 7:45- 8:15 a.m.
Program: 8:10 - 4:45 p.m.
Additional Information: This program is appropriate for all levels.

 

Prices:

CLE+ Members

$235

Business & Corporations Section Members (After October 3, 2017)

$415

Corporate Law Section Members (After October 3, 2017)

$415

LACBA Members (After October 3, 2017)

$435

All Others (After October 3, 2017)

$480

Early Bird Registration (Through October 3, 2017)

$370

Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free-
(Through October 3, 2017)

$1,850

Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free
(After October 3, 2017)

$1,950

When
10/20/2017 8:00 AM - 5:00 PM
Where
Biltmore Hotel 506 S Grand Ave Los Angeles, CA 90071
Registration not available.


LACBA members or registered users, please sign in for member rates and online registration.
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Advance registration (both online and via phone) closes for most programs approximately 12-24 hours before event time (in order to allow for operational considerations), we would still like to have you join us, and you are more than welcome to register on-site and attend, unless the program is specifically noted as SOLD OUT. Full refunds issued only for registrations which are cancelled 48 hours in advance.

The LACBA online event registration system supports registration for individual event participants 24 hours a day, seven days a week. For assistance with group/multiple registrations, or if you’d simply prefer to register by phone (with Visa, MasterCard or American Express), please call LACBA’s Member Services Department at (213) 896-6560 any time from 9:00 a.m. to 4:30 p.m. Monday through Friday. If you have questions about programs or program registration, you’re also welcome to contact Member Services by e-mail at: msd@lacba.org

The Los Angeles County Bar Association is a State Bar of California MCLE approved provider. If this is a CLE event, the Los Angeles County Bar Association certifies that this activity has been approved for MCLE credit. CLE events will state the amount and type of credit offered in the calendar listing.