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49th Annual Securities and Regulation Seminar

Please join us as senior Securities and Exchange Commission and U.S. Department of Justice officials, together with representatives of other regulatory agencies and leading private practitioners present a comprehensive review of current events and developments in securities and corporate law.

Program Title: 

49th Annual Securities and Regulation Seminar

Presented By:
Business & Corporations Section

Friday, October 21, 2016

Program Description:
This seminar will include discussions of SEC priorities, as well as an overview of judicial, regulatory and enforcement developments, recent trends in SEC enforcement, the public and private offerings of securities, representing and financing start-ups and emerging businesses, dealing with activist shareholders and other matters of interest.

Click Here for the Full Program Description 

Seth Aronson, O’Melveny & Myers LLP
John W. Avery, Securities & Exchange Commission
John W. Berry, SEC Los Angeles Regional Office
Amy Bilbija, Evercore Partners
Brian V. Breheny
, Skadden, Arps, Slate, Meagher & Flom LLP
Leslie R. Caldwell
, U.S. Department of Justice
George S. Cardona, U.S. Attorney’s Office, Central District of California
Andrew J. Ceresney, SEC Division of Enforcement  
John F. Hartigan, Morgan, Lewis & Bockius LLP
David M. Hernand, Paul Hastings LLP
Michael C. Kelley, Sidley Austin LLP
Jonathan K. Layne, Gibson, Dunn & Crutcher LLP
Michele Wein Layne
, SEC Los Angeles Regional Office
David C. Lee, K&L Gates LLP
Simon Lorne, Millennium Management LLC
Rick C. Madden, Kirkland & Ellis LLP
Brian J. McCarthy, Skadden, Arps, Slate, Meagher & Flom LLP
Joseph McLaughlin
, Sidley Austin LLP
James J. Moloney, Gibson, Dunn & Crutcher LLP
Jane A. Norberg, SEC Office of the Whistleblower
Alka Patel, SEC Los Angeles Regional Office
Stacey Olliff, Prodege, LLC
Steven B. Stokdyk, Latham & Watkins LLP
Hamet Watt, Upfront Ventures
Ronald E. Wood, Brown, White & Osborn LLP
Gregory J. Weingart, Munger, Tolles & Olson LLP
Debra Wong Yang, Gibson, Dunn & Crutcher LLP
Thomas A. Zaccaro, Paul Hastings LLP

Biltmore Hotel
1055 W. 7th Street, 27th Floor
Los Angeles. CA 90017

CLE Credit: 6.5 hrs. General CLE credit and 1 hr. Ethics CLE credit

Valet Parking available at the Biltmore for $22 with validation. Self-Parking is available at the Pershing Square parking garage for $10 with validation.

Registration/Breakfast: 8:00- 8:30 a.m.
Program: 8:30 - 5:00 p.m.
Additional Information: This program is appropriate for all levels.



CLE+ Members


Business & Corporations Section Members


Corporate Law Section Members


LACBA Members


All Others


Early Bird Registration (Through October 12, 2016)


Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free-
(Through October 3, 2016


Early Bird Group of Tickets- Buy 5 Tickets Get 1 Free
(After October 3, 2016)




10/21/2016 8:00 AM - 5:00 PM
Biltmore Hotel 506 S Grand Ave Los Angeles. CA 90071 Los Angeles, CA 90071
Registration not available.

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Advance registration (both online and via phone) closes for most programs approximately 12-24 hours before event time (in order to allow for operational considerations), we would still like to have you join us, and you are more than welcome to register on-site and attend, unless the program is specifically noted as SOLD OUT. Full refunds issued only for registrations which are cancelled 48 hours in advance.

The LACBA online event registration system supports registration for individual event participants 24 hours a day, seven days a week. For assistance with group/multiple registrations, or if you’d simply prefer to register by phone (with Visa, MasterCard or American Express), please call LACBA’s Member Services Department at (213) 896-6560 any time from 9:00 a.m. to 4:30 p.m. Monday through Friday. If you have questions about programs or program registration, you’re also welcome to contact Member Services by e-mail at: msd@lacba.org

The Los Angeles County Bar Association is a State Bar of California MCLE approved provider. If this is a CLE event, the Los Angeles County Bar Association certifies that this activity has been approved for MCLE credit. CLE events will state the amount and type of credit offered in the calendar listing.